designed by niaLearnings LLC
This course covers the SEC Section 13-F Rules and Regulations that Investment Mangers and Financial Professionals should be aware of. It also provides guidance on staying compliant by filing SEC Form 13-F, as well as training on preparation of the securities holdings table in the proper XML format required for submission to the SEC's EDGAR® system.
Employing sound instructional design principles, engaging content, interactivity and feedback, this course is designed to enhance learning and retention while presenting material in an interesting and easy-to-understand format.